Senior Officer, Risk and Compliance 4 views

Key Responsibilities


  • Analyze all credit/extension proposals of clients and prepare write up recommendation to management and CC for approval
  • Assist Business Units to identify legal risks and draft and/or review contracts/agreements, terms & conditions, etc.
  • Ensure that all credit policies, procedure, and regulatory compliancy standards are met
  • Managing credit risk and portfolio quality
  • Participate in new/update loan products review and approval process
  • Mitigate risks and to protect the company’s interest and reputation
  • Recommend controls to mitigate legal risks in relation to the introduction of new products/services, changes in products/services
  • Identification of issues and development/design of solutions



  • Act as a central point of reference and subject matter expert for regulatory compliance;
  • Assist business units in seeking approvals/exemption from local regulator (NBC, MOC, GDT, MEF, );
  • Develop and update the compliance policy, procedure, programs and checklist;
  • Review all policies and procedures to ensure they all meet with law and regulation requirements;
  • Consult and provide compliance recommendation and strategies to board, committees and management
  • Ensure that each department of the bank follows all applicable laws and regulations to prevent violations of legal guideline and internal policy
  • Prepare compliance report for management, BoD and committee
  • Work with Internal Audit Team to design compliance testing and
  • Perform related works as assigned by Chairman, committee and bank management. Ensuring that Divisional and Business Unit Compliance registers are maintained
  • Obtain documentary proof of suspicious transactions and ensure effective record keeping of suspicious transactions identified. Communicate surveillance results and findings to the hierarchy
  • Liaise with governmental authorities at various levels regarding legal aspects


Anti-Money Laundering

  • Develop and implement the policies and regulations related with the Know Your Customer (KYC) and the Anti Money Laundering (AML);
  • Coordinate the effective implementation of the AML, F&A, Credit and other internal policies;
  • Provide AML Training to all relevant staff as per schedule; and
  • Integrate AML regulatory policy into the day-to-day operational processes and procedures of the organization to prevent the AML/CFT operational risks;
  • Prepare compliance report for management, board and committee
  • Assist management team with effective recommendations and implementation of compliant solutions, and provide relevant advice in regard to AML regulatory obligations
  • Send reports to NBC and Bank management

Required Qualifications

  • At least 2 years’ experience in compliance, risk, or legal section (with certain exposure in the leasing industry)
  • At least undergraduate degree in law
  • Sound understanding and practical experience using accepted risk assessment methodologies
  • Ability to provide commercially oriented advice
  • Strong interpersonal skills with confidence to liaise effectively with individuals at all levels including senior management
  • Sound knowledge of the insurance’s products and services
  • Ability and willingness to learn and understand businesses
  • Excellent written and oral communication, planning, problem solving and organizing skills
  • Knowledge of regulations in insurance and financial services industries
  • Highly motivated, with strong commitment and entrepreneurial mindset

More Information

Apply for this job
Share this job
Company Information

Contact Us

Contact Us

Baitong Job, is the best website, designed for job recruitment, job dashboard, job opportunities, job seekers, employers post free jobs, candidates create and post CV online for jobs in Cambodia.


Addres: No.76, Street 299, Sangkat Boeng Kak2, Khan Toul Kork, Phnom Penh, Cambodia
Phone: (+855)88-999-6983
Mobile: (+855)87-792-666
Email: [email protected]

Telegram Chat